2011 SEC Filing Deadlines
Federal Holidays in 2011 - EDGAR & SEC Closed
- Friday, December 31, 2010 — New Year's Eve (observed)
- Monday, January 17, 2011 — Martin Luther King, Jr. Day
- Monday, February 21, 2011 — Washington's Birthday
- Monday, May 30, 2011 — Memorial Day
- Monday, July 4, 2011 — Independence Day
- Monday, September 5, 2011 — Labor Day
- Monday, October 10, 2011 — Columbus Day
- Friday, November 11, 2011 — Veteran's Day
- Thursday, November 24, 2011 — Thanksgiving Day
- Monday, December 26, 2011 — Christmas Day (observed)
Form 10-K and 10-Q
| Form |
Large Accelerated |
Accelerated |
Non-Accelerated |
| 10-K |
60 days after fiscal year end |
75 days after fiscal year end |
90 days after fiscal year end |
| 10-Q |
40 days after quarter end |
40 days after quarter end |
45 days after quarter end |
XBRL
- Domestic and Foreign Large Accelerated Filers that Use U.S. GAAP and have a World-wide Public Common Equity Float Above $5 Billion — First Fiscal Period ending on or ending after June 15, 2009
- All Other Domestic and Foreign Large Accelerated Filers using U.S. GAAP — First Fiscal Period ending on or ending after June 15, 2010
- All Remaining Filers using U.S. GAAP, Including Smaller Re-porting Companies, and Foreign Private Issuers using IFRS as issued by IASB — First Fiscal Period ending on or ending after June 15, 2011
Foreign Forms
- 6-K — promptly after the material contained in the report is made public
- 20-F (for fiscal years ending before December 15, 2011) — within 6 months after the end of the fiscal year
- 20-F (for fiscal years ending on or after December 15, 2011) — Within 4 months after the end of the fiscal year
- 40-F — the same day the information included therein is due to be filed with any securities commission or equivalent regulatory authority in Canada.
Section 16
- Form 3 — 10 days after an individual becomes a reporting person
- Form 4 — Before the end of the 2nd business day after trading registered securities
- Form 5 — On or before 45 days after the end of the issuer's fiscal year
Other Forms
- N-Q— 60 days after 1st and 3rd fiscal quarter end
- N-PX — on or before August 31st
- N-SAR — 60 days after fiscal year end (annual) or 60 days after end of second fiscal quarter (semiannual)
- N-CSR — Printed and mailed 60 days following end of each half year by investment companies. EDGAR filing are due 10 days
after mailing date
- 13G — 45 days after the end of the calender year
- 13F — 45 days after end of each fiscal quarter from institutional investment managers
- 13D — 10 days after the acquisition of more than 5% beneficial ownership
- 24F-2 — 90 days after the end of the fiscal year by investment companies
For further information directly from the SEC, please go to the following link:
http://www.sec.gov/rules/final/33-8644.pdf
The information provided on this website has been obtained from sources
believed to be reliable and accurate; however, no warranty is hereby made,
either express or implied, regarding the accuracy or reliability of any
information provided here. No decision to act or not to act should be based
upon the information provided on this website. Please contact your counsel
and the Securities and Exchange Commission for specific requirements and
deadlines that apply to you.
Case Studies
With over a decade of experience in highly-competitive
government-sponsored research and commercial product development projects,
BCL Technologies is the expert on creating applications with unusual Document
Processing requirements.
“This
new business process and effective implementation of technology improves
the quality and shareholder friendliness of disclosure documents while intelligently
automating the process required for SEC filings.” - Kamal Bhatia, First
Vice President at Mellon Financial Corporation
Read our case studies