Submission Type

Description

 

 

10-12B

Initial general form for registration of a class of securities pursuant to section

 

12(b)

10-12B/A

Amendment

 

 

10-12G

Initial general form for registration of a class of securities pursuant to section

 

12(g)

10-12G/A

Amendment

 

 

10-D

Periodic Distribution Reports by Asset-backed issuers pursuant to Rule 13A-17 or

 

15D-17

10-D/A

Amendment

 

 

10-K

Annual report pursuant to section 13 and 15(d)

 

 

10-K/A

Amendment

 

 

10-KT

Transition report pursuant to Rule 13a-10 or 15d-10

 

 

10-KT/A

Amendment

 

 

10-Q

Quarterly report pursuant to sections 13 or 15(d)

 

 

10-Q/A

Amendment

 

 

10-QT

Transition report pursuant to Rule 13a-10 or 15d-10

 

 

10-QT/A

Amendment

 

 

10KSB

Optional form for annual and transition reports of small business issuers under

 

section 13 or 15(d)

 

 

10KSB/A

Amendment

 

 

10QSB

Optional form for quarterly and transition reports of small business issuers under

 

section 13 or 15(d)

 

 

10QSB/A

Amendment

 

 

10SB12B

Form for initial registration of a class of securities for small business issuers

 

pursuant to section 12(b)

 

 

10SB12B/A

Amendment

 

 

10SB12G

Form for initial registration of a class of securities for small business issuers

 

pursuant to section 12(g)

 

 

10SB12G/A

Amendment

 

 

11-K

Annual report of employee stock purchase, savings and similar plans

 

 

11-K/A

Amendment

 

 

11-KT

Transition report pursuant to rule 13a-10 or 15d-10

 

 

11-KT/A

Amendment

 

 

144

Filing for proposed sale of securities under Rule 144

 

 

144/A

Amendment to Form 144

 

 

15-12B

Notice of termination of registration of a class of securities under Section 12(b)

 

 

15-12B/A

Amendment

 

 

15-12G

Notice of termination of registration of a class of securities under Section 12(g)

 

 

15-12G/A

Amendment

 

 

15-15D

Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of

 

the Act

15-15D/A

Amendment

 

 

15F-12B

Notice of termination of a foreign private issuer's registration of a class of

 

securities under Section 12(b)

 

 

15F-12B/A

Amendment

 

 

15F-12G

Notice of termination of a foreign private issuer's registration of a class of

 

securities under Section 12(g)

 

 

15F-12G/A

Amendment

 

 

15F-15D

Notice of a foreign private issuer's suspension of duty to file reports pursuant to

 

Section 13 and 15(d) of the Act

 

 

15F-15D/A

Amendment

 

 

18-12B

Form for initial registration of securities of foreign governments or political

 

subdivisions pursuant to section 12(b)

 

 

18-12B/A

Amendment

 

 

18-12G

Form for initial registration of securities of foreign governments or political

 

subdivisions thereof pursuant to section 12(g)

 

 

18-12G/A

Amendment

 

 

18-K

Annual report for foreign governments and political subdivisions

 

 

18-K/A

Amendment

 

 

20-F

Annual and transition report of foreign private issuers pursuant to sections 13 or

 

15(d)

 

 

20-F/A

Amendment

 

 

20FR12B

Form for initial registration of a class of securities of foreign private issuers

 

pursuant to section 12(b)

 

 

20FR12B/A

Amendment

 

 

20FR12G

Form for initial registration of a class of securities of foreign private issuers

 

pursuant to section 12(g)

 

 

20FR12G/A

Amendment

 

 

24F-2NT

Rule 24f-2 notice filed on Form 24F-2

 

 

24F-2NT /A

Amendment

 

 

25

Notification filed by national securities exchange to report the removal from

 

listing and registration of matured, redeemed or retired securities

 

 

25/A

Amendment

 

 

305B2

Application for designation of a new trustee under the “Trust Indenture Act”

 

 

305B2/A

Amendment

 

 

40-17F1

Initial certificate of accounting of securities and similar investments in the custody

 

of management investment companies filed pursuant to Rule 17f-1 of the

 

Investment Company Act of 1940 filed on Form N-17F-1

 

 

40-17F1/A

Amendment

 

 

40-17F2

Initial certificate of accounting of securities and similar investments in the custody

 

of management investment companies filed pursuant to Rule 17f-2 of the

 

Investment Company Act of 1940 filed on Form N-17F-2

 

 

40-17F2/A

Amendment

40-17G

Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of

 

1940

 

 

40-17G/A

Amendment

 

 

40-17GCS

Filings of claim or settlement pursuant to rule 17g-1(g)(1)(2) or (3) of the

 

“Investment Company Act of 1940”

 

 

40-17GCS/A

Amendment

 

 

40-24B2

Filing of sales literature pursuant to Rule 24b-2 under the “Investment Company

 

Act of 1940”

 

 

40-24B2/A

Amendment

 

 

40-33

Copies of all stockholder derivative actions filed with a court against an

 

investment company or an affiliate thereof pursuant to Section 33 of the

 

“Investment Company Act of 1940”

 

 

40-33/A

Amendment

 

 

40-8B25

Filing by investment company of application under Investment Company Act Rule

 

8b-25(a) requesting extension of time for filing certain information, document or

 

report

40-8F-2

Initial application for deregistration pursuant to Investment Company Act Rule 0-2

 

 

40-8F-2/A

Amendment

 

 

40-F

Annual reports filed by certain Canadian issuers pursuant to Section 15(d) and

 

Rule 15d-4

 

 

40-F/A

Amendment

 

 

40FR12B

Registration of a class of securities of certain Canadian issuers pursuant to Section

 

12(b) of the 1934 Act

 

 

40FR12B/A

Amendment

 

 

40FR12G

Registration of a class of securities of certain Canadian issuers pursuant to Section

 

12(g) of the 1934 Act

 

 

40FR12G/A

Amendment

 

 

424A

Prospectus filed pursuant to Rule 424(a)

 

 

424B1

Prospectus filed pursuant to Rule 424(b)(1)

 

 

424B2

Prospectus filed pursuant to Rule 424(b)(2)

 

 

424B3

Prospectus filed pursuant to Rule 424(b)(3)

 

 

424B4

Prospectus filed pursuant to Rule 424(b)(4)

 

 

424B5

Prospectus filed pursuant to Rule 424(b)(5)

 

 

424B7

Prospectus filed pursuant to Rule 424(b)(7)

 

 

424B8

Prospectus filed pursuant to Rule 424(b)(8)

 

 

425

Filing under Securities Act Rule 425 of certain prospectuses and communications

 

in connection with business combination transactions

 

 

485APOS

Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing

 

cannot be submitted as a 1940 Act only filing)

 

 

485BPOS

Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing

 

cannot be submitted as a 1940 Act only filing)

485BXT

Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to

 

designate a new effective date for a post-effective amendment previously filed

 

pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940

 

Act only filing)

 

 

486APOS

Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a)

 

 

486BPOS

Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b)

 

 

487

Pre-effective pricing amendment filed pursuant to Securities Act Rule 487

 

 

497

Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities

 

Act Rule 497

 

 

497AD

Filing by certain investment companies of Securities Act Rule 482 advertising in

 

accordance with Securities Act Rule 497 and the Note to Rule 482(c)

 

 

497H2

Filings made pursuant to Rule 497(h)(2)

 

 

497J

Certification of no change in definitive materials under paragraph (j) of Securities

 

Act Rule 497

 

 

497K1

Profiles for certain open-end management investment companies filed pursuant

 

to Securities Act Rule 497(k)(1)(i)

 

 

497K2

Profiles for certain open-end management investment companies filed pursuant

 

to Securities Act Rule 497(k)(1)(ii)

 

 

497K3A

Profiles for certain open-end management investment companies filed pursuant

 

to Securities Act Rule 497(k)(1)(iii)(A)

 

 

497K3B

Profiles for certain open-end management investment companies filed pursuant

 

to Securities Act Rule 497(k)(1)(iii)(B)

 

 

6-K

Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16

 

 

6-K/A

Amendments

 

 

8-A12B

Form for the registration / listing of a class of securities on a national securities

 

exchange pursuant to section 12(b)

 

 

8-A12B/A

Amendment

 

 

8-A12G

Form for registration of a class of securities pursuant to section 12(g)

 

 

8-A12G/A

Amendment

 

 

8-K

Current report filing

 

 

8-K/A

Amendment

 

 

8-K12B

Notification that a class of securities of successor issuer is deemed to be

 

registered pursuant to section 12(b)

 

 

8-K12B/A

Amendment

 

 

8-K12G3

Notification that a class of securities of successor issuer is deemed to be

 

registered pursuant to section 12(g)

 

 

8-K12G3/A

Amendment

 

 

8-K15D5

Notification of assumption of duty to report by successor issue under section

 

15(d)

8-K15D5/A

Amendment

 

 

ANNLRPT

Periodic Development Bank filing, submitted annually

 

 

ANNLRPT/A

Amendment

ARS

Annual report to security holders

 

 

ARS/A

Amendment

 

 

AW

Withdrawal of amendment to a registration statement filed under the Securities

 

Act

AW WD

Withdrawal of a request for withdrawal of an amendment to a registration

 

statement

CB

Notification form filed in connection with certain tender offers, business

 

combinations and rights offerings, in which the subject company is a foreign

 

private issuer of which less than 10% of its securities are held by U.S. persons

 

 

CB/A

Amendment

 

 

CORRESP

A correspondence can be sent as a document with another submission type or can

 

be sent as a separate submission. Correspondence is not publicly disseminated

 

immediately. The SEC staff may release all or portions of these documents

 

electronically if they relate to the staff’s review process (see SEC Press Release

 

2004-89, “SEC Staff to Publicly Release Comment Letters and Responses”).

 

 

DEF 14A

Definitive proxy statements

 

 

DEF 14C

Definitive information statements

 

 

DEFA14A

Definitive additional proxy soliciting materials including Rule 14(a)(12) material

 

 

DEFA14C

Definitive additional information statement materials including Rule 14(a)(12)

 

material

 

 

DEFC14A

Definitive proxy statement in connection with contested solicitations

 

 

DEFC14C

Definitive information statement – contested solicitations

 

 

DEFM14A

Definitive proxy statement relating to merger or acquisition

 

 

DEFM14C

Definitive information statement relating to merger or acquisition

 

 

DEFN14A

Definitive proxy statement filed by non-management

 

 

DEFR14A

Definitive revised proxy soliciting materials

 

 

DEFR14C

Definitive revised information statement materials

 

 

DEL AM

Separately filed delaying amendment under Securities Act Rule 473 to delay

 

effectiveness of a 1933 Act registration statement

 

 

DFAN14A

Definitive additional proxy soliciting materials filed by non-management including

 

Rule 14(a)(12) material

 

 

DFRN14A

Revised definitive proxy statement filed by non-management

 

 

DSTRBRPT

Distribution of primary obligations Development Bank report

 

 

DSTRBRPT/A

Amendment

 

 

F-1

Registration statement for certain foreign private issuers

 

 

F-1/A

Pre-effective amendment

 

 

F-10

Registration statement for securities of certain Canadian issuers under the

 

“Securities Act of 1933”

 

 

F-10/A

Pre-effective amendment

 

 

F-10EF

Auto effective registration statement for securities of certain Canadian issuers

 

under the “Securities Act of 1933”

 

 

F-10POS

Post-effective amendment to a F-10EF registration

F-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form F—1

 

 

F-3

Registration statement for specified transactions by certain foreign private issuers

 

 

F-3/A

Pre-Effective amendment

 

 

F-3ASR

Automatic shelf registration statement of securities of well-known seasoned

 

issuers

F-3D

Registration statement for dividend or interest reinvestment plan securities of

 

foreign private issuers

 

 

F-3DPOS

Post-Effective amendment to a F-3D registration

 

 

F-3MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form F-3

 

 

F-4

Registration statement for securities issued by foreign private issuers in certain

 

business combination transactions

 

 

F-4/A

Pre-effective amendment

 

 

F-4 POS

Post-effective amendment to a F-4 registration

 

 

F-4EF

Auto effective registration statement for securities by certain foreign private

 

issuers in connection with certain business combination transactions

 

 

F-4EF/A

Amendment

 

 

F-4MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form F-4

 

 

F-6

Registration statement for American Depositary Receipts representing securities

 

of certain foreign private issuers

 

 

F-6/A

Pre-effective amendment

 

 

F-6 POS

Post-effective amendment to a F-6EF registration

 

 

F-6EF

Auto effective registration statement for American Depositary Receipts

 

representing securities of certain foreign private issuers

 

 

F-7

Registration statement for securities of certain Canadian issuers offered for cash

 

upon the exercise of rights granted to existing security holders under the

 

Securities Act of 1933

 

 

F-7/A

Pre-effective amendment

 

 

F-7 POS

Post-effective amendment to a F-7 registration

 

 

F-8

Registration statement for securities of certain Canadian issuers to be issued in

 

exchange offers or a business combination under the “Securities Act of 1933”

 

 

F-8/A

Pre-effective amendment

 

 

F-8 POS

Post-effective amendment to a F-8 registration

 

 

F-80

Registration of securities of certain Canadian issuers to be issued in exchange

 

offers or a business combination under the “Securities Act of 1933”

 

 

F-80/A

Pre-effective amendment

 

 

F-80POS

Post-effective amendment to a F-80 registration

 

 

F-9

Registration of securities of certain investment grade debt or investment grade

 

preferred securities of certain Canadian issuers under the “Securities Act of 1933”

 

 

F-9/A

Pre-effective amendment

F-9 POS

Post-effective amendment to a F-9EF registration

 

 

F-9EF

Auto effective registration of securities of certain investment grade debt or

 

investment grade preferred securities of certain Canadian issuers under the

 

“Securities Act of 1933”

 

 

F-N

Notification of the appointment of an agent for service by certain foreign

 

institutions

F-N/A

Amendment

 

 

F-X

For appointment of agent for service of process by issuers registering securities (if

 

filed on Form F-8, F-9, F-10 or F-80, or registering securities or filing periodic

 

reports on Form 40-F, or by any person filing certain tender offer documents, or

 

by any person acting as trustee with respect to securities registered on form F-7,

 

F-8, F-9 or F-10

 

 

F-X/A

Amendment

 

 

FWP

Filing under Securities Act Rules 163/433 of free writing prospectuses

 

 

IRANNOTICE

Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to

 

Section 219 of the “Iran Threat Reduction and Syria Human Rights Act of

 

2012” and Section 13(r) of the Exchange Act

 

 

MODULE

Modules and Segments are information that is stored on the non-public data

 

storage area of EDGAR

 

 

N-1

Initial registration statement filed on Form N-1 for open-end management

 

investment companies

 

 

N-1/A

Pre-effective amendment to a registration statement filed on Form N-1 for open-

 

end management investment companies (this filing cannot be submitted as a

 

1940 Act only filing)

 

 

N-14

Initial registration statement filed on Form N-14 for open-end investment

 

company (business combinations)

 

 

N-14 8C

Initial registration statement filed on Form N-14 by closed-end investment

 

company (business combinations)

 

 

N-14 8C/A

Pre-effective amendment

 

 

N-14/A

Pre-effective amendment

 

 

N-14AE

Initial registration statement filed on Form N-14 by open-end investment

 

company with automatic effectiveness under Rule 488 (business combinations)

 

 

N-14AE/A

Pre-effective amendment

 

 

N-14MEF

A new registration statement filed on Form N-14 by closed end investment

 

companies filed under Securities Act Rule 462(b) of up to an additional 20% of

 

securities for an offering that was registered on Form N-14

 

 

N-18F1

Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1

 

 

N-18F1/A

Amendment

 

 

N-1A

Initial registration statement filed on Form N-1A for open-end management

 

investment companies

N-1A/A

Pre-effective amendment to a registration statement filed on Form N-1A for open-

 

end management investment companies (this filing cannot be submitted as a

 

1940 Act only filing)

 

 

N-2

Initial filing of a registration statement on Form N-2 for closed-end investment

 

companies

 

 

N-2/A

Pre-effective amendment to a registration statement on Form N-2 for closed-end

 

investment companies (this filing cannot be submitted as a 1940 Act only filing)

 

 

N-23C-2

Notice by closed-end investment companies of intention to call or redeem their

 

own securities under Investment Company Act Rule 23c-2

 

 

N-23C-2/AP

Amendment

 

 

N-23C3A

Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only

 

 

N-23C3A/A

Amendment

 

 

N-23C3B

Filing pursuant to Rule 23c-3(c) only on Form N-23C-3

 

 

N-23C3B/A

Amendment

 

 

N-23C3C

Filing pursuant to Rule 23c-3(b) and (c) on Form N-23C-3

 

 

N-23C3C/A

Amendment

 

 

N-27D-1

Accounting for segregated trust accounts on Form N-27D-1

 

 

N-27D-1/A

Amendment

 

 

N-2MEF

A new registration statement on Form N-2 filed under Securities Act Rule 462(b)

 

by closed-end investment companies of up to an additional 20% of securities for

 

an offering that was registered on Form N-2

 

 

N-3

Initial registration statement on Form N-3 for separate accounts (management

 

investment companies)

 

 

N-3/A

Pre-effective amendment to a registration statement on Form N-3 for separate

 

accounts (management investment companies)(this filing cannot be submitted as

 

a 1940 Act only filing)

 

 

N-30B-2

Periodic and interim reports mailed to investment company shareholders (other

 

than annual and semi-annual reports mailed to shareholders pursuant to Rule

 

30e-1)

N-30D

Initial annual and semi-annual reports mailed to investment company

 

shareholders pursuant to Rule 30e-1 (other than those required to be submitted

 

as part of Form N-CSR)

 

 

N-30D/A

Amendment

 

 

N-4

Initial registration statement on Form N-4 for separate accounts (unit investment

 

trusts)

 

 

N-4/A

Pre-effective amendment to a registration statement on Form N-4 for separate

 

accounts (unit investment trusts)(this filing cannot be submitted as a 1940 Act

 

only filing)

 

 

N-5

Registration statement for small business investment companies

 

 

N-5/A

Pre-effective amendment to a registration statement on Form N-5 for small

 

business investment companies (this filing cannot be submitted as a 1940 Act only filling

N-54A

Notification of election by business development companies filed on Form N-54A

 

 

N-54A/A

Amendment

 

 

N-54C

Notification of withdrawal by business development companies filed on Form N-

 

54C

N-54C/A

Amendment

 

 

N-6

Registration statement for separate accounts (unit investment trusts)

 

 

N-6/A

Pre-effective amendment to a registration statement filed on Form N-6 for

 

separate accounts (unit investment trusts)

 

 

N-6F

Notice of intent by business development companies to elect to be subject to

 

Sections 55 through 65 of the 1940 Act filed on Form N-6F

 

 

N-6F/A

Amendment

 

 

N-8A

Initial notification of registration under section 8(a) filed on Form N-8A

 

 

N-8A/A

Amendment

 

 

N-8B-2

Initial registration statement for unit investment trusts filed on Form N-8B-2

 

 

N-8B-2/A

Amendment

 

 

N-8B-3

Initial registration statement for periodic payment plans filed on Form N-8B-3

 

 

N-8B-3/A

Amendment

 

 

N-8B-4

Initial registration statement for face-amount certificate companies filed

 

on Form N-8B-4

 

 

N-8B-4/A

Amendment

 

 

N-8F

Application for deregistration made on Form N-8F

 

 

N-8F/A

Amendment

 

 

N-CSR

Certified annual shareholder report of registered management investment

 

companies filed on Form N-CSR

 

 

N-CSR/A

Amendment

 

 

N-CSRS

Certified semi-annual shareholder report of registered management investment

 

companies filed on Form N-CSR

 

 

N-CSRS/A

Amendment

 

 

N-PX

Annual Report of Proxy Voting Record of Registered Management Investment

 

Companies filed on Form N-PX

 

 

N-PX/A

Amendment

 

 

N-Q

Quarterly Schedule of Portfolio Holdings of Registered Management Investment

 

Company filed on Form N-Q

 

 

N-Q/A

Amendment

 

 

NSAR-A

Semi-annual report for management companies filed on Form N-SAR

 

 

NSAR-A/A

Amendment

 

 

NSAR-AT

Transitional semi-annual report filed on Form N-SAR

 

 

NSAR-AT/A

Amendment

 

 

NSAR-B

Annual report for management companies filed on Form N-SAR

 

 

NSAR-B/A

Amendment

 

 

NSAR-BT

Transitional annual report filed on Form N-SAR

 

 

NSAR-BT/A

Amendment

NSAR-U

Annual report for unit investment trusts filed on Form N-SAR

 

 

NSAR-U/A

Amendment

 

 

NT-NCSR

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR

 

(annual or semi-annual report)

 

 

NT-NCSR/A

Amendment

 

 

NT-NSAR

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR

 

 

NT-NSAR/A

Amendment

 

 

NT 10-D

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-D

 

 

NT 10-D/A

Amendment

 

 

NT 10-K

Notice under Rule 12b25 of inability to timely file all or part of a form 10-K, 10-

 

KSB, or 10-KT

 

 

NT 10-K/A

Amendment

 

 

NT 10-Q

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-

 

QSB

NT 10-Q/A

Amendment

 

 

NT 11-K

Notice under Rule 12b25 of inability to timely file all or part of a form 11-K

 

 

NT 11-K/A

Amendment

 

 

NT 15D2

Notice under Rule 12b25 of inability to timely file a special report pursuant to

 

section 15d-2

 

 

NT 15D2/A

Amendment

 

 

NT 20-F

Notice under Rule 12b25 of inability to timely file all or part of an annual report of

 

aform 20-F

 

 

NT 20-F/A

Amendment

 

 

POS 8C

Post-effective amendment filed under the 1933 Act only or under both the 1933

 

and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment

 

companies (this filing cannot be submitted as a 1940 Act only filing)

 

 

POS AM

Post-effective amendment to a registration statement that is not automatically

 

effective upon filing

 

 

POS AMI

Post-effective amendment (for filings made under the1940 Act only)

 

 

POS EX

Post-effective amendment filed solely to add exhibits to a registration statement

 

 

POS462B

Post-effective amendment to Securities Act Rule 462(b) registration statement

 

 

POS462C

Post-effective amendment to a registration statement filed under Rule 462(c)

 

 

POSASR

Post-effective amendment to an automatic shelf registration statement

 

on Form S-3ASR or Form F-3ASR

 

 

PRE 14A

Preliminary proxy statement not related to a contested matter or merger /

 

acquisition

 

 

PRE 14C

Preliminary information statement not related to a contested matter or

 

merger/acquisition

 

 

PREC14A

Preliminary proxy statement in connection with contested solicitations

 

 

PREC14C

Preliminary information statements – contested solicitations

 

 

PREM14A

Preliminary proxy statements relating to merger or acquisition

 

 

PREM14C

Preliminary information statements relating to merger or acquisition

PREN14A

Preliminary proxy statement filed by non-management

 

 

PRER14A

Preliminary revised proxy soliciting materials

 

 

PRER14C

Preliminary revised information statements

 

 

PRRN14A

Revised preliminary proxy statement filed by non-management

 

 

PX14A6G

Notice of exempt solicitation

 

 

PX14A6N

Notice of exempt solicitation for the purpose of determining whether to solicit

 

proxies, consents, or authorizations in opposition to a proposed roll-up

 

transaction filed pursuant to Rule 14a6(g) of the “Securities Exchange Act of 1934”

 

 

QRTLYRPT

Periodic Development Bank filing, submitted quarterly

 

 

QRTLYRPT/A

Amendment

 

 

RW

Registration Withdrawal Request

 

 

RW WD

Withdrawal of a Registration Withdrawal Request

 

 

S-1

General form of registration statement for all companies including face-amount

 

certificate companies

 

 

S-1/A

Pre-effective amendment

 

 

S-11

Registration statement for securities to be issued by real estate companies

 

 

S-11/A

Pre-effective amendment

 

 

S-11MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form S-11

 

 

S-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form S-1

 

 

S-20

Registration statement for standardized options

 

 

S-20/A

Pre-effective amendment

 

 

S-3

Registration statement for specified transactions by certain issuers

 

 

S-3/A

Pre-effective amendment

 

 

S-3ASR

Automatic shelf registration statement of securities of well-known seasoned

 

issuers.

S-3D

Automatically effective registration statement for securities issued pursuant to

 

dividend or interest reinvestment plans

 

 

S-3DPOS

Post-effective amendment to a S-3D registration statement

 

 

S-3MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form S-3

 

 

S-4

Registration of securities issued in business combination transactions

 

 

S-4/A

Pre-effective amendment

 

 

S-4 POS

Post-effective amendment to a S-4EF registration statement

 

 

S-4EF

Auto effective registration statement for securities issued in connection with the

 

formation of a bank or savings and loan holding company in compliance with

 

General Instruction G

 

 

S-4EF/A

Amendment

 

 

S-4MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form S-4

 

 

S-6

Initial registration statement filed on Form S-6 for unit investment trusts

S-6/A

Pre-effective amendment

 

 

S-8

Initial registration statement for securities to be offered to employees pursuant to

 

employee benefit plans

 

 

S-8 POS

Post-effective amendment to a S-8 registration statement

 

 

S-B

Registration statement for securities of foreign governments and subdivisions

 

thereof under the “Securities Act of 1933” (Schedule B)

 

 

S-B/A

Pre-effective amendment

 

 

S-BMEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form S-B

 

 

SB-1

Optional form for the initial registration of securities to be sold to the public by

 

small business issuers

 

 

SB-1/A

Pre-effective amendment

 

 

SB-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form SB-1

 

 

SB-2

Optional form for the registration of securities to be sold to the public by small

 

business issuers

 

 

SB-2/A

Pre-effective amendment

 

 

SB-2MEF

A new registration statement filed under Rule 462(b) to add securities to a prior

 

related effective registration statement filed on Form SB-2

 

 

SC 13D

Schedule filed to report acquisition of beneficial ownership of 5% or more of a

 

class of equity securities

 

 

SC 13D/A

Amendment

 

 

SC 13E1

Schedule 13-E1 statement of issuer required by Rule 13e-1

 

 

SC 13E1/A

Amendment

 

 

SC 13E3

Schedule filed to report going private transactions

 

 

SC 13E3/A

Amendment

 

 

SC 13G

Schedule filed to report acquisition of beneficial ownership of 5% or more of a

 

class of equity securities by passive investors and certain institutions

 

 

SC 13G/A

Amendment

 

 

SC 14D9

Tender offer solicitation / recommendation statements filed under Rule 14-d9

 

 

SC 14D9/A

Amendment

 

 

SC 14F1

Statement regarding change in majority of directors pursuant to Rule 14f-1

 

 

SC 14F1/A

Amendment

 

 

SC TO-C

Written communication relating to an issuer or third party tender offer

 

 

SC TO-I

Issuer tender offer statement

 

 

SC TO-I/A

Amendment

 

 

SC TO-T

Third party tender offer statement

 

 

SC TO-T/A

Amendment

 

 

SC13E4F

Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers

 

 

SC13E4F/A

Amendment

 

 

SC14D1F

Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers

SC14D1F/A

Amendment

 

 

SC14D9C

Written communication by the subject company relating to a third party tender

 

offer

SC14D9F

Solicitation/recommendation statement pursuant to Section 14(d)(4) of the

 

“Securities Exchange Act of 1934” and Rules 14d-1(b) and 14e-2(c) by foreign

 

issuers

SC14D9F/A

Amendment

 

 

SEGMENT

Modules and Segments are information that is stored on the non-public data

 

storage area of EDGAR

 

 

SH-ER

Reporting certain information about short sales and short sales by those who

 

filedForm 13F as of June 30, 2008

 

 

SH-ER/A

Amendment

 

 

SH-NT

Notice of Late Filing of a SH-ER

 

 

SH-NT/A

Amendment

 

 

SP 15D2

Special Financial Report filed under Rule 15d-2

 

 

SP 15D2/A

Amendment

 

 

SUPPL

Voluntary supplemental material filed pursuant to Section 11(a) of the Securities

 

Act of 1933 by foreign issuers

 

 

T-3

Initial application for qualification of trust indentures

 

 

T-3/A

Pre-effective amendment

 

 

T-6

Application for determination of eligibility of a foreign person to act as

 

institutional trustee filed pursuant to Section 310(a)(1) of the “Trust Indenture Act

 

of 1939”

T-6/A

Pre-effective amendment

 

 

UNDER

Initial undertaking to file reports

 

 

UNDER/A

Amendment